U.S. SEC

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• By Building Wealth, Investors Power U.S. Economy
• SEC Charges Three Arizona Individuals with Defrauding Investors in $284 Million Municipal Bond Offering That Financed Sports Complex
• SEC Votes to End Defense of Climate Disclosure Rules
• SEC Crypto Task Force to Host Four More Roundtables
• SEC Announces Agenda, Panelists for Roundtable on Artificial Intelligence
• SEC Charges New Jersey Investment Adviser and His Firm with Fraud and Other Violations
• SEC Extends Compliance Dates for Amendments to Investment Company Names Rule
• SEC Charges Investment Adviser and Two Officers for Misuse of Fund and Portfolio Company Assets
• Filer Transition to New and Improved EDGAR Begins March 24
• SEC Crypto Task Force to Host Roundtable on Security Status