U.S. SEC

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• SEC Announces New Date and Time for Roundtable on Financial Surveillance and Privacy
• SEC Announces Roundtable on Rule 611 of Regulation NMS at the University of Austin
• SEC Division of Examinations Announces 2026 Priorities
• Deputy Director of Enforcement Antonia M. Apps to Conclude Her Tenure at the SEC
• SEC Issues Exemptive Order Regarding Compliance with Certain Rules Under Regulation NMS
• SEC Announces Departure of Director of Office of the Advocate for Small Business Capital Formation Stacey Bowers
• SEC Continues Efforts to Assist Market Participants During Implementation of Treasury Clearing Rules
• SEC Issues Order to Reduce Operating Costs of Consolidated Audit Trail
• SEC Seeks Public Comment to Improve Rules on Residential Mortgage-Backed Securities and Asset-Backed Securities
• SEC Announces Departure of Chief Operating Officer Ken Johnson